Debt Capital Markets


Broad Street Capital Markets offers expertise inclusive of debt origination to a multi-tier client base, as well as our own retail distribution network to secondary market trading for both public and private companies.


  • Taxable and Non-Taxable Debt
  • Senior, Subordinated, Convertible and Preferred Debt
  • Secured and Unsecured Debt Underwriting
  • Private Placements 

Equity Trading


  • Broad Street Capital Markets focuses on listening to and understanding our client’s objectives to add value to our institutional clients. We provide consistently superior service and trade execution.
  • Programs and large size blocks can be traded in total confidentiality using a client-centric model free of trading conflicts.
  • Our veteran traders have more than forty years of combined trading experience.
  • We have proven expertise in analyzing current market developments and expertly source liquidity spanning a wide range of venues that daily markets present to achieve the best execution with minimal market impact.  
  • Traders at Broad Street utilize leading edge technology for order execution and equity order management, delivering seamless and efficient trade entry, execution and reporting. 

​​Investment Banking

Public Finance


The finance team at Broad Street Capital Markets is committed to presenting a comprehensive array of financing options for our clients.


Our services include:

  • Municipal Finance Banking, Underwriting and Marketing
  • Structuring financial solutions for State and municipal clients
  • Optimizing refund savings
  • Developing sound long-term financing strategies and capital plans
  • Recommendations for innovative revenue-generating solutions

The team of professionals at Broad Street Capital Markets has strong relationships with Tier I, Tier 2 and Tier 3 accounts. In addition, the firm has its own internal retail distribution network. Our diverse investor base and internal distribution allow us to raise substantial capital for our corporate clients looking for debt or equity or a combination of both types of capital investments.


Broad Street Capital Markets specializes in:

  • Public Finance
  • Debt Capital Markets
  • Equity Capital Markets
  • Private Placements
  • Real Estate Transactions