Effective September 24, 2016

Broad Street Capital Markets, LLC operates the web site at http://www.broadscm.com (“Site”). This Privacy Statement gives you specific information about how we protect your privacy, how we treat your Personal Information, and how we use information gathered by visitors to our site.

BY USING THE SITE, YOU SIGNIFY YOUR ACCEPTANCE OF THIS PRIVACY STATEMENT.  We reserve the right to modify this statement at any time by posting a notice on the Site’s home page. Your use of the Site after the date of the last modification listed at the beginning of this Privacy Statement indicates to us that you agree to the changes.

Scope of this Privacy Statement

This Privacy Statement applies to your use of this Site only. The Site may contain links to third-party web sites. When you click on those links, you will go to a third-party site where you will be subject to that site’s privacy statement and we encourage you to read that policy statement. Please be aware that we are not responsible for the privacy practices of those other web sites and we expressly disclaim any liability for their actions, including actions relating to the use and disclosure of Personal Information by those third parties. 

1. What is Personal Information?

Personal Information is information collected online by Broad Street Capital Markets that identifies the person to whom such information pertains, including without limitation: name, address, telephone number, and e-mail address.

2. Collection and Use of Your Information

2(a). Personal Information

We collect your Personal Information on the Site in order to enhance the services we offer you. We collect Personal Information from you only when you voluntarily submit it in order to obtain information. The instances where you may provide Broad Street Capital Markets with Personal Information, and how Broad Street Capital Markets uses it, are as follows:

Market Updates

If you request market updates or information, we collect Personal Information, which may be submitted directly to our web hosting services system to create automatic e-mails to people who choose to subscribe. The information we collect is not used in any other way and is not retained once you end your subscription to Market Updates. 

Contacting Us

If you contact us, we collect Personal Information, which is retained or referred to the proper individual depending on the nature of your inquiry. If your submission requires a response from us, it is referred to the appropriate department for research and a response. The information we collect is not used in any other way and is not retained after one year. 

Employment Inquiry

If you are seeking employment, you will be asked to provide Personal Information about yourself. This information is forwarded to our Human Resources Department.

3. Location of Servers and Transfer of Information to the United States

The Site is hosted by servers in the United States, and, as such, the Site is governed by United States law.  If you are located outside of the United States, your Personal Information will be transferred to the United States.  By submitting your Personal Information, you consent to its transfer to the United States and to its storage, processing, and use there in accordance with this Privacy Statement and United States law.

4. Security

Our hosting service maintains its systems in accordance with reasonable industry standards to reasonably secure the information of its customers against unauthorized access, accidental or intentional manipulation, and loss. However, no data transmission over the Internet can be guaranteed to be 100% secure, and you use the Site at your own risk.

5. Children

This Site is not directed to children under the age of 13 (“Children”), and we do not knowingly collect any information, including Personal Information, from Children. 

6. Updating Personal Information/Unsubscribing

If your Personal Information changes or if you no longer wish to use the Site, you may correct or update your Personal Information or unsubscribe from any industry updates you have requested by sending an email to info@broadscm.com.

7. California Privacy Rights

Under California law, California residents have the right to request in writing from businesses with whom they have an established business relationship (1) a list of categories of personal information, such as name, address, e-mail address, and the type of services provided to the customer, that a business has disclosed to third parties, including affiliates that are separate legal entities, during the immediately preceding calendar year for the third parties’ direct marketing purposes and (2) the names and addresses of all such third parties.

To request the above information please contact us by sending an email operations@broadscm.com.We will respond to such requests within 30 days of receipt. Please note that we are only required to respond to each customer once per calendar year.

8. Comments and Questions

If you have any questions or concerns about this Privacy Statement, please contact us by using the “Contact Us” feature or by postal mail at Broad Street Capital Markets, LLC, 494 Broad Street, Suite 206, Newark, New Jersey 07102.

PRIVACY POLICY